This is a high profile and varied role with the following responsibilities:
Support the Chief Compliance Officer in maintaining the compliance framework.
- Develop and execute the Annual Compliance Plan.
- Conduct Compliance Risk Assessments and recommend improvements.
- Foster a strong compliance culture within the firm.
- Provide expert compliance advice to portfolio managers and staff.
- Monitor and assess regulatory changes.
- Prepare reports for the Board of Directors and other governance forums.
- Review and advise on compliance and group policies.
- Maintain the Compliance Handbook.
- Ensure compliance with Irish regulatory framework.
- Advise on MiFID/AIFM regulations and conduct gap analyses.
- Implement new processes for MiFID/AIFM compliance.
- Assist with licence extension processes and CBI submissions.
Requirements:
- 5+ years' compliance experience in asset management or similar.
- Accounting, legal, or business degree preferred.
- LCOI qualification or willingness to obtain it.
- Deep knowledge of UCITS Regulations.
- Strong understanding of financial products and markets.
- ESG knowledge is a plus.
- Proficient in MiFID/AIFMD regulations.
- Excellent communication skills.
- Additional languages (especially Italian) are an advantage.
- Strong planning, problem-solving, and organisational skills.
- Enthusiastic, eager to learn, and self-motivated.
#LI-JO1
#LI-Hybrid